NEWS

International Retail Compliance Presentation
CI’s President will be giving a presentation at the National Society of Compliance Professionals Annual Meeting Conference in October in Baltimore, Maryland. The topic of discussion will be International Retail Compliance Concerns.

Seminar on Risk Analysis
CI’s President has prepared and will be delivering a 3 day seminar on Risk Analysis in the international banking/financial industry. The seminar will be in Jeddah, Saudi Arabia. This seminar is an accredited course sponsored by the American Academy of Financial Management.

Seminar in Operations Risk Management
CI’s President has also prepared and will be delivering in early-October a 4 day seminar in Operations Risk Management. This course is also certified, and participants will take a test on the material delivered.

RISK MANAGEMENT TRAINING

The President of Compilance Internatioanl, LLC recently conducted a 4 day seminar for Audit and Risk Management personnel within a commercial and investment banking environment, focusing on the Internal Capital Adequecy Assessment Process in accordance with the pronouncements of the Basel Committee on Banking Supervision regarding the Basel II/”Basel III” Accords and guidance issued by the Bank for International Settlements. The program focused on developing an effective regulatory compliance and management program to execute the business plan, which considers in detail the following risks and the capital needed to buffer against those risks:

Credit Risk
Market Risk
Operational Risk
Off-Balance Sheet Risks
Legal Risk
Compliance Risk
Interest Rate Risk
Reputational Risk
Product Risk
Liquidity Risk

The seminar analyzed the relevant key risk indicators, stress testing, scenario modeling, model assessment, cross border dynamics, including assessing counterparty credit and securities risks, etc. It considered various analytics, metrics and other processes to asssess the foregoing risks. The seminar is applicable to banks, investment firms, domestic and international corporations and other companies that strive to succeed in their industries, while managing and hedging their risks.